Mantas Dundulis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mantas Dundulis, who also goes by Matt Dundulis, was a registered financial professional .
Mantas is a previously registered financial professional and started their career in finance in 2017. Mantas had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2020 - January 2, 2023
HBKS WEALTH ADVISORS
April 20, 2020 - August 3, 2020
LPL FINANCIAL LLC
April 20, 2020 - August 3, 2020
LPL FINANCIAL LLC
November 18, 2019 - February 17, 2020
EDWARD JONES
November 18, 2019 - February 17, 2020
EDWARD JONES
November 15, 2017 - August 12, 2019
PURSHE KAPLAN STERLING INVESTMENTS
Primary Firm SEC Registration
HBKS WEALTH ADVISORS
CRD#: 112139 / SEC#: 801-60424
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBKS WEALTH ADVISORS
CRD#: 112139 / SEC#: 801-60424
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
