RB
Raymond W. Bradley
THRIVENT INVESTMENT MANAGEMENT
Lexington, SC 29072
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CRD#: 6831633
RB
Professional summary
Raymond William Bradley, who also goes by Raz Bradley, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Lexington, South Carolina.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Raymond has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raz Bradley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BETHEL CHRISTIAN CAMP POSITION: Board Chairman NATURE: Bethel is a Christian Summer Camp and retreat center that primarily focusses on the underserved. Since 1941 it has servedthose without the means to afford a christian summer camp on their own. Today, 50% of kids who attend camp go on a scholarship basis, meaning that donors who give throughout the year are contributing towards those kids attending camp.In the offseason, the facilities are made available to the community for rent. Typically churches, youth groups, and other clubs rent the facility for retreats and team building activities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 750 Boy Scout Rd, Gaston SC 29053, United States DESCRIPTION: In the past, I have been on staff during the summer, I have served 2 years as a board member, and now serve as the board chair. MILL CITY CHURCH POSITION: Elder NATURE: Mill City Church is a southern baptist church serving the cities of West Columbia and Lexington, SC. INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2017 ADDRESS: 600 Holland Ave, Cayce SC 29033, United States DESCRIPTION: My primary responsibilities are communications and oversight of kids' ministry. I am responsible for keeping our website up to date, training volunteers in production, contributing to teaching and vision meetings, and helping with music ministries. I lead the kids' ministry - about 30 kids. Our church is elder-led, meaning leadership and direction decisions are made by the elders, not voted on by the congregation. As an elder, I have a say in those meetings, though any decisions must be passed by all of the elders. I have little to no authority over individuals in the church, though our elders team acts together to set vision and direction for everyone. My role is more like a voice on that team than any kind of independent authority. BIBLE SNAP POSITION: Production Design NATURE: Youtube channel with bible videos INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2021 ADDRESS: 437 Winterfield Dr, Lexington SC 29073, United States DESCRIPTION: I make videos about the bible and put them on youtube. MUSIC PUBLISHING POSITION: Publisher NATURE: I just started publishing some music using distribution services that list it on spotify/apple/amazon etc. It is unlikely to produce much revenue - it was mostly a means of convenience so that the music I made could be played using amazon alexa devices at home. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2024 ADDRESS: 437 Winterfield Dr, Lexington SC 29073, United States DESCRIPTION: I just make the music and publish it.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond William Bradley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond William Bradley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1909c Augusta Hwy, Lexington, SC 29072Office #2: 128 Millport Circle, Greenville, SC 29607RIA
BD
CRD#: 18387
Lexington, SC
Current
November 9, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1909c Augusta Hwy, Lexington, SC 29072Office #2: 128 Millport Circle, Greenville, SC 29607RIA
BD
CRD#: 18387
Lexington, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/7/2019)
RR
Georgia(7/28/2022)
RR
Minnesota(9/10/2020)
RR
North Carolina(8/7/2019)
RR
South Carolina(12/4/2017)
IAR
South Carolina(12/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Lexington, SC 29072TRUST BUT VERIFY
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