Matthew S. Masin

STRATEGIC WEALTH ADVISORS

Scottsdale, AZ

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CRD#: 6831571

Professional summary

Matthew Scott Masin, CFP®, who also goes by Matthew Masin, Matt Scott Masin, is a registered financial advisor currently at STRATEGIC WEALTH ADVISORS, LLC located in Scottsdale, Arizona.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Masin | Matt Scott Masin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Masin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 20, 2021 - Present

STRATEGIC WEALTH ADVISORS, LLC

RIA

CRD#: 114167

Scottsdale, AZ

Past

June 4, 2019 - July 16, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

August 14, 2017 - July 16, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH ADVISORS, LLC

CRD#: 114167 / SEC#: 801-62947

RIA

Registered Investment Advisory firm - (3/26/2004 Approved)

Arizona

Registered Investment Advisory firm - (4/15/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2017

General Securities Representative Examination

Current Firm

STRATEGIC WEALTH ADVISORS, LLC

CRD#: 114167 / SEC#: 801-62947

RIA

Registered Investment Advisory firm - (3/26/2004 Approved)

Arizona

Registered Investment Advisory firm - (4/15/2004 Terminated)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

9375 E. Shea Blvd Suite 100, Scottsdale, AZ 85260

Phone number

(480) 998-1798

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (2/21/2025)

Regulatory assets under management

Total Number of Accounts	419
AUM (Assets Under Management)	$ 291,507,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew S. Masin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Masin's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

STRATEGIC WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2019

Series 63

Date: 8/23/2017

Series 7TO

Date: 1/26/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2017

Current Firm

STRATEGIC WEALTH ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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