Catherine E. Wilcock
Professional summary
Catherine Elizabeth Lawrence Wilcock, who also goes by Catherine Ellzabeth Lawerence Wilcock, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2018. Catherine has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Elizabeth Lawrence Wilcock's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2024 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 345 Park Avenue, New York, NY 10154September 13, 2018 - April 10, 2024
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2024)
Exams
Series 79TO
Date: 8/15/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BLACKSTONE SECURITIES PARTNERS L.P.
CRD#: 17917 / SEC#: , 8-35941
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
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