Giovana Hernandez
Professional summary
Giovana Hernandez is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Giovana is registered as a RR (Registered Representative) and started their career in finance in 2017. Giovana has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Giovana Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2021 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281July 22, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
August 15, 2017 - July 8, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(12/22/2021)
Exams
FINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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