AK
Adam A. Krol
EAGLE STRATEGIES LLC
NORTHAMPTON, MA 01060
Some features on this profile are disabled
CRD#: 6830448
AK
Professional summary
Adam Alexander Krol, who also goes by Adam Krol, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Northampton, Massachusetts and NYLIFE SECURITIES LLC located in Northampton, Massachusetts.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Adam has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Krol
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF OSTBERG & ASSOCIATES FINANCIAL SERVICES AND INSURANCE FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; NORTHAMPTON, MA; START DATE: 08/2020] [Pioneer Valley Estate Planning Council; The Pioneer Valley Estate Planning Council strives to provide members with a better understanding of estate planning, settlement and management services, financial planning, investment services, elder law services, longterm care services and planning; PO Box 1562 � Greenfield, MA 01302; Start Date 06/2022; Role/Title: Vice President ; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; assisting the president with basic clerical responsibilities. ] [Northampton Legion Post 28 Baseball; Head Coach. I will be coaching a team with an age range of 8th grade through freshman in college. Volunteer position. This is not a business. The season is over by July 20th. ; 63 Riverside Dr, Northampton, MA 01062; Start Date 05/2023; Role/Title: Coach; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours] [Ostberg & Associates Enterprise LLC; I am becoming a shareholder of the company. I am purchasing one share from Adam Robinson. ; 351 Pleasant St STE D Northampton MA 01060; Start Date 03/2025; Role/Title: Partner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Adam Alexander Krol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 351 Pleasant Street Suite D, Northampton, MA 01060RIA
CRD#: 110826
NORTHAMPTON, MA
Current
June 19, 2020 - Present
NYLIFE SECURITIES LLC
Office #1: 351 Pleasant Street Suite D, Northampton, MA 01060BD
CRD#: 5167
Northampton, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/18/2020)
RR
Colorado(7/31/2020)
RR
Connecticut(7/24/2020)
IAR
Connecticut(10/15/2021)
RR
District of Columbia(11/9/2020)
RR
Florida(4/8/2022)
RR
Maine(1/6/2021)
RR
Massachusetts(7/24/2020)
IAR
Massachusetts(10/20/2021)
RR
Michigan(2/17/2023)
RR
New Hampshire(9/24/2020)
RR
New Jersey(5/18/2021)
RR
New York(7/11/2022)
RR
North Carolina(1/11/2024)
RR
Oregon(6/16/2023)
RR
Pennsylvania(12/7/2021)
RR
Rhode Island(6/26/2023)
RR
South Carolina(2/13/2023)
RR
Utah(4/21/2022)
RR
Vermont(5/13/2022)
RR
Virginia(6/3/2025)
RR
Washington(4/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
