Adam Robertson

ROBERTSON STEPHENS

Bellevue, WA 98004

Some features on this profile are disabled

CRD#: 6830417

Professional summary

Adam Robertson, who also goes by Adam T Robertson, Adam Thomas Robertson, is a registered financial advisor currently at ROBERTSON STEPHENS located in Bellevue, Washington and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in Bellevue, Washington.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Adam has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

Adam T Robertson | Adam Thomas Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Robertson Stephens Wealth Management, LLC; Yes; 455 Market St Ste 1450, San Francisco, CA 94105; Affiliated RIA; Associate; May 2026; 165; 132; Investment Advisor 2.) Robertson Stephens Capital Markets, LLC; Yes; 455 Market St Ste 1450, San Francisco, CA 94105; Broker Dealer; Associate; May 2026; 9, 9; Vice President, Portfolio & Wealth Planning Analyst

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2026 - Present

ROBERTSON STEPHENS

Office #1: 10500 Ne 8th St Ste 1550, Bellevue, WA 98004

RIA

CRD#: 289977

Bellevue, WA

Current

September 29, 2026 - Present

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

Office #1: 10500 Ne 8th St Ste 1550, Bellevue, WA 98004

CRD#: 290635

Bellevue, WA

Past

March 31, 2025 - May 21, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

EVERETT, WA

Past

November 27, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LYNNWOOD, WA

Past

November 2, 2023 - May 21, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

February 20, 2023 - August 28, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Omaha, NE

Past

October 5, 2022 - August 28, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Omaha, NE

Past

May 17, 2018 - November 20, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

May 16, 2018 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

August 21, 2017 - February 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(9/29/2026)

IAR

Washington
(9/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 5/14/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 8/29/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/21/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Status Unavailable

Passed: 11/11/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Status Unavailable

Passed: 9/15/2021

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

118

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (3/31/2026)

Regulatory assets under management

Total Number of Accounts	8,592
AUM (Assets Under Management)	$ 8,763,969,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Mary Ann Ferreira

THE ENSEMBLE TEAM

IAR

SEATTLE, WA

Kyle Mylius

HUMANIZE WEALTH

IAR

Seattle, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam Robertson

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 66

Passed: 5/14/2018

Series 63

Passed: 8/29/2017

SIE

Passed: 10/1/2018

Series 7

Passed: 8/21/2017

Series 10

Passed: 11/11/2021

Series 9

Passed: 9/15/2021

FINRA

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

Similar Advisors