Brandon M. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Maurice Porter was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2017. Brandon had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2024 - February 26, 2024
TD AMERITRADE, INC.
August 15, 2023 - December 18, 2024
CHARLES SCHWAB & CO., INC.
August 15, 2023 - December 18, 2024
CHARLES SCHWAB & CO., INC.
October 9, 2018 - October 14, 2022
TD AMERITRADE, INC.
October 3, 2018 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 22, 2017 - September 8, 2023
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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