Debbie M. Perks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debbie M Perks, who also goes by Debbie M. Perks, Debbie Marie Perks, Debbie Perks, was a registered financial professional .
Debbie is a previously registered financial professional and started their career in finance in 2017. Debbie had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2023 - August 15, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 25, 2023 - August 15, 2024
FIDELITY BROKERAGE SERVICES LLC
April 12, 2021 - March 22, 2022
CHARLES SCHWAB & CO., INC.
April 12, 2021 - March 22, 2022
CHARLES SCHWAB & CO., INC.
August 13, 2019 - September 14, 2020
J.P. MORGAN SECURITIES LLC
August 13, 2019 - September 14, 2020
J.P. MORGAN SECURITIES LLC
November 3, 2017 - July 17, 2019
WELLS FARGO CLEARING SERVICES, LLC
October 3, 2017 - July 17, 2019
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/3/2021
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
