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KD

Kent A. Delph

DEERFIELD
INDIANAPOLIS, IN 46240
Some features on this profile are disabled
CRD#: 6830224
KD
Kent Alexander DelphDEERFIELD

Professional summary

Kent Alexander Delph, CFP®, who also goes by Kent A Delph, is a registered financial advisor currently at DEERFIELD located in Indianapolis, Indiana.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kent has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Kent A Delph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Alexander Delph's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 17, 2026 - Present

DEERFIELD

Office #1: 310 E. 96th Street Suite 375, Indianapolis, IN 46240
RIA
CRD#: 104964
INDIANAPOLIS, IN
Past

May 11, 2021 - July 6, 2026

FACET

RIA
CRD#: 285961
Plainfield, IN
Past

March 18, 2021 - April 9, 2021

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
Carmel, IN
Past

March 18, 2021 - April 9, 2021

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL
Past

May 27, 2020 - February 15, 2021

INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC

RIA
CRD#: 286151
CARMEL, IN
Past

December 11, 2017 - May 18, 2020

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Alpharetta, GA
Past

November 20, 2017 - May 18, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Alpharetta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DEERFIELD
DEERFIELD
DEERFIELD | DEERFIELD FINANCIAL ADVISORS, INC. | DEERFIELD FINANCIAL ADVISORS INC

CRD#: 104964 / SEC#: 801-25156

RIA
Registered Investment Advisory firm - (9/5/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/17/2026)
IAR
Indiana
(7/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/11/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2017
General Securities Representative Examination

Current Firm

DEERFIELD
DEERFIELD
DEERFIELD | DEERFIELD FINANCIAL ADVISORS, INC. | DEERFIELD FINANCIAL ADVISORS INC

CRD#: 104964 / SEC#: 801-25156

RIA
Registered Investment Advisory firm - (9/5/1985 Approved)
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Contact information

Main Address
310 E. 96th Street Suite 375, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 469-2455
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts1,073
AUM (Assets Under Management)$ 1,176,249,776

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/05/2025
Cover Page
Report
09/24/2024
Cover Page
Report
01/04/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEERFIELD

DEERFIELD

CRD#: 104964Indianapolis, IN 46240

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