Martin Lopez Tuero

ADVISORY ALPHA

Perrysburg, OH 43551

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CRD#: 6830222

Professional summary

Martin Lopez Tuero, CFP®, who also goes by Martin Lopez, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Perrysburg, Ohio.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Martin has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Citizen Advisory Group; Investment-related; 770 Commerce Dr., Perrysburg, OH 43551; Insurance sales; Associate Advisor; 08/2019; Approx. 80 hours/month; Approx. 80 hours/month during trading hours; Sell insurance products. (2) Martin Lopez Tuero, also goes by Martin Lopez; Investment-related; 770 Commerce Dr., Perrysburg, OH 43551; Insurance sales; Licensed insurance agent; 08/2019; Approx. 80 hours/month as Associate Advisor with Citizen Advisory Group; Approx. 80 hours/month during trading hours as Associate Advisor with Citizen Advisory Group; Sell insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Lopez Tuero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

September 3, 2020 - Present

ADVISORY ALPHA, LLC

Office #1: 770 Commerce Dr., Perrysburg, OH 43551

RIA

CRD#: 158282

Perrysburg, OH

Past

August 24, 2019 - September 15, 2020

PLANNERS ALLIANCE

RIA

CRD#: 290575

Perrysburg, OH

Past

January 28, 2019 - June 19, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Indianapolis, IN

Past

January 2, 2018 - June 19, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/17/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2017

General Securities Representative Examination

Current Firm

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

348 S Waverly Rd Suite 100, Holland, MI 49423

Mailing Address

Phone number

(866) 530-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY ALPHA, LLC ADV PART 2A (4/24/2025)

Regulatory assets under management

Total Number of Accounts	22,480
AUM (Assets Under Management)	$ 3,468,083,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin Lopez Tuero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Lopez Tuero's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANNERS ALLIANCE

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

ADVISORY ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2019

Series 63

Date: 1/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2017

Current Firm

ADVISORY ALPHA, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ALPHA, LLC

TRUST BUT VERIFY

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