Paul M. Bradley

PIEDMONT WEALTH ADVISORY

Charlotte, NC

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CRD#: 6829668

Professional summary

Paul Michael Bradley, who also goes by Paul Bradley, is a registered financial advisor currently at PIEDMONT WEALTH ADVISORY located in Charlotte, North Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Paul has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Bradley serves as an investment advisor representative for Oakmont Wealth Advisory, LLC since 07/2021 and with Oak Barrel Wealth Advisory, LLC since 11/2024. This dual registration is strictly for transitional purposes only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Bradley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2024 - Present

PIEDMONT WEALTH ADVISORY

RIA

CRD#: 333693

Charlotte, NC

Past

January 11, 2022 - December 31, 2024

OAKMONT WEALTH ADVISORY, LLC

RIA

CRD#: 299021

COLUMBIA, MD

Past

December 16, 2020 - July 16, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Charlotte, NC

Past

September 21, 2017 - July 16, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PIEDMONT WEALTH ADVISORY

OAK BARREL WEALTH ADVISORY | PIEDMONT WEALTH ADVISORY | OAK BARREL WEALTH ADVISORY LLC

CRD#: 333693 / SEC#: 801-131508

RIA

Registered Investment Advisory firm - (11/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/25/2024)

IAR

Virginia
(12/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/23/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2017

General Securities Representative Examination

Current Firm

PIEDMONT WEALTH ADVISORY

OAK BARREL WEALTH ADVISORY | PIEDMONT WEALTH ADVISORY | OAK BARREL WEALTH ADVISORY LLC

CRD#: 333693 / SEC#: 801-131508

RIA

Registered Investment Advisory firm - (11/22/2024 Approved)

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Contact information

Main Address

12030 Sunrise Valley Drive Suite 325, Reston, VA 20191

Mailing Address

Phone number

(571) 313-5125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAK BARREL WEALTH ADVISORY DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	518
AUM (Assets Under Management)	$ 267,813,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul M. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKMONT WEALTH ADVISORY, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

PIEDMONT WEALTH ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2020

Series 63

Date: 8/23/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2017

Current Firm

PIEDMONT WEALTH ADVISORY

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PIEDMONT WEALTH ADVISORY

TRUST BUT VERIFY

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