Joel A. Minner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Alexander Minner was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2017. Joel had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2024 - February 26, 2025
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
August 2, 2024 - March 3, 2026
OPTIONAL FINANCIAL STRATEGIES, INC.
August 29, 2018 - August 6, 2024
AVANTAX ADVISORY SERVICES
August 29, 2018 - August 6, 2024
AVANTAX INVESTMENT SERVICES, INC.
January 18, 2018 - May 18, 2018
AVANTAX ADVISORY SERVICES
September 27, 2017 - May 18, 2018
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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