Hector J. Ortiz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Juan Ortiz Jr, CFP®, who also goes by Hector Juan Ortiz Jr, Hector Juan Ortiz, was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 2017. Hector had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
January 20, 2021 - December 21, 2021
VISBRIDGE STRATEGIES
October 7, 2019 - June 26, 2020
J. W. COLE ADVISORS, INC.
January 16, 2019 - September 17, 2019
SECURIAN FINANCIAL SERVICES, INC.
December 21, 2018 - September 17, 2019
SECURIAN FINANCIAL SERVICES, INC.
November 12, 2018 - November 13, 2018
PFS INVESTMENTS INC.
October 30, 2017 - November 13, 2018
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/24/2018
General Securities Representative ExaminationCurrent Firm
VISBRIDGE STRATEGIES
CRD#: 311247 / SEC#:
Contact information
Red Flags
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