Ronald D. Sulhoff
Professional summary
Ronald David Sulhoff, who also goes by Ronald Sulhoff, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in St Augustine, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ronald has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald David Sulhoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
July 14, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 6, 2022 - July 7, 2023
CITIGROUP GLOBAL MARKETS INC.
March 8, 2022 - July 7, 2023
CITIGROUP GLOBAL MARKETS INC.
August 20, 2020 - March 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2020 - March 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 16, 2018 - January 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2017 - January 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2023)
(8/7/2023)
(7/26/2023)
(7/21/2023)
(7/17/2023)
(7/17/2023)
(7/26/2023)
(7/17/2023)
(7/24/2023)
(7/19/2023)
(7/17/2023)
(7/18/2023)
(7/20/2023)
(7/18/2023)
(7/17/2023)
(7/17/2023)
(7/17/2023)
(7/17/2023)
(7/17/2023)
(7/18/2023)
(7/17/2023)
(7/17/2023)
(7/14/2023)
(7/18/2023)
(7/14/2023)
(7/20/2023)
(7/19/2023)
(7/18/2023)
(7/18/2023)
(7/17/2023)
(7/17/2023)
(7/17/2023)
(7/18/2023)
(7/14/2023)
(7/17/2023)
(7/20/2023)
(7/17/2023)
(7/21/2023)
(7/17/2023)
(7/15/2023)
(7/17/2023)
(7/17/2023)
(7/26/2024)
(7/18/2023)
(7/17/2023)
(7/17/2023)
(7/18/2023)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
