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Stuart Enterline
LEFAVI WEALTH MANAGEMENT
Salt Lake City, UT 84109
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CRD#: 6828729
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Professional summary
Stuart Enterline, who also goes by St Enterline, is a registered financial advisor currently at LEFAVI WEALTH MANAGEMENT located in Salt Lake City, Utah and BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Stuart has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
St Enterline
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Enterline's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2024 - Present
LEFAVI WEALTH MANAGEMENT
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109RIA
CRD#: 104961
Salt Lake City, UT
Current
November 13, 2017 - Present
BRUCE A. LEFAVI SECURITIES, INC.
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109Office #2: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109BD
CRD#: 10684
Salt Lake City, UT
Past
April 1, 2019 - December 31, 2023
LEFAVI WEALTH MANAGEMENT
RIA
CRD#: 104961
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEFAVI WEALTH MANAGEMENT
BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER
CRD#: 104961 / SEC#: 801-73029
RIA
Registered Investment Advisory firm - (1/17/2012 Approved)District of Columbia
Registered Investment Advisory firm - (12/31/2004 Terminated)Florida
Registered Investment Advisory firm - (1/31/2013 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2023 Terminated)Utah
Registered Investment Advisory firm - (1/31/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2019)
RR
California(4/1/2019)
RR
Colorado(4/1/2019)
RR
Idaho(4/1/2019)
RR
Kentucky(4/1/2019)
RR
Maine(4/1/2019)
RR
Nevada(4/1/2019)
RR
Oregon(4/1/2019)
RR
Tennessee(7/18/2023)
RR
Texas(4/1/2019)
RR
Utah(4/4/2019)
IAR
Utah(1/23/2024)
RR
Wyoming(4/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LEFAVI WEALTH MANAGEMENT
BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER
CRD#: 104961 / SEC#: 801-73029
RIA
Registered Investment Advisory firm - (1/17/2012 Approved)District of Columbia
Registered Investment Advisory firm - (12/31/2004 Terminated)Florida
Registered Investment Advisory firm - (1/31/2013 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2023 Terminated)Utah
Registered Investment Advisory firm - (1/31/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Mailing Address
Phone number
(801) 486-9000
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,565 |
| AUM (Assets Under Management) | $ 438,841,383 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEFAVI WEALTH MANAGEMENT
CRD#: 104961Salt Lake City, UT 84109TRUST BUT VERIFY
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