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MH

Michael Allen Harris

EMORY WEALTH
AUSTIN, TX
·CRD# 6827768·9 years experience

Professional Summary

Michael Allen Harris is a registered financial advisor currently at EMORY WEALTH LLC located in Austin, Texas. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

EMORY WEALTH LLC·CRD# 333375
RIA
Austin, TX
February 20, 2025 - Present
ENTREWEALTH·CRD# 317553
RIA
Austin, TX
July 20, 2023 - March 7, 2025
VITAL CAPITAL LLC·CRD# 318147
RIA
Clinton, IA
July 8, 2022 - July 18, 2023
IRONOAK WEALTH·CRD# 306403
RIA
Cedar Park, TX
February 12, 2020 - June 30, 2022
EDWARD JONES·CRD# 250
RIA
Austin, TX
November 9, 2017 - February 12, 2020
EDWARD JONES·CRD# 250
BD
Austin, TX
September 4, 2017 - February 12, 2020

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Current Firm

EW
EMORY WEALTH LLC

EMORY WEALTH LLC

CRD#: 333375
Texas
Registered Investment Advisory firm - Texas (2/20/2025 Approved)

Contact Information

Main Address

Austin, TX

Phone Number

(713) 882-2768

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

105

AUM (Assets Under Management)

$12,101,093

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; AUSTIN, TX; INSURANCE SALES AND SERVICES; APPROXIMATELY 5% OF TIME SPENT IN THIS PRACTICE; START 02/2020.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2017About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Harris's CRS (Customer Relationship Summary).

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MH
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