Michael A. Harris

EMORY WEALTH LLC

AUSTIN, TX

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CRD#: 6827768

Professional summary

Michael Allen Harris is a registered financial advisor currently at EMORY WEALTH LLC located in Austin, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; AUSTIN, TX; INSURANCE SALES AND SERVICES; APPROXIMATELY 5% OF TIME SPENT IN THIS PRACTICE; START 02/2020.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

EMORY WEALTH LLC

RIA

CRD#: 333375

AUSTIN, TX

Past

July 20, 2023 - March 7, 2025

ENTREWEALTH

RIA

CRD#: 317553

Austin, TX

Past

July 8, 2022 - July 18, 2023

VITAL CAPITAL LLC

RIA

CRD#: 318147

CLINTON, IA

Past

February 12, 2020 - June 30, 2022

IRONOAK WEALTH

RIA

CRD#: 306403

CEDAR PARK, TX

Past

November 9, 2017 - February 12, 2020

EDWARD JONES

RIA

CRD#: 250

AUSTIN, TX

Past

September 4, 2017 - February 12, 2020

EDWARD JONES

CRD#: 250

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2017

General Securities Representative Examination

Current Firm

EMORY WEALTH LLC

CRD#: 333375 / SEC#:

Texas

Registered Investment Advisory firm - (2/20/2025 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(713) 882-2768

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMORY WEALTH LLC

ENTREWEALTH

VITAL CAPITAL LLC

IRONOAK WEALTH

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2017

Current Firm

EMORY WEALTH LLC

Contact information

Documents

Red Flags

Company Information

EMORY WEALTH LLC

TRUST BUT VERIFY

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