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CC

Collin M. Cousar

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CRD#: 6827671
CC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Collin Marquis Cousar, who also goes by Collin Cousar, was a registered financial professional .

Collin is a previously registered financial professional and started their career in finance in 2017. Collin had worked at 1 firm and has passed the Series 63, SIE, Series 52 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Collin Cousar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 21, 2017 - November 1, 2019

THE WILLIAMS CAPITAL GROUP, L.P.

BD
CRD#: 35149
SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 7/24/2017
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2017
General Securities Representative Examination

Current Firm

TW
THE WILLIAMS CAPITAL GROUP, L.P.
THE WILLIAMS CAPITAL GROUP, INC. | THE WILLIAMS CAPITAL GROUP, L.P.

CRD#: 35149 / SEC#: , 8-46623

BD
Terminated by SEC on 01/04/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/30/1993
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS, CHRISTOPHER JUDSONCHAIRMAN,CEO,LTD PARTNER1335377
THE WILLIAMS CAPITAL GROUP, INC.GENERAL PARTNER
LEVIN, JONATHAN WILLIAMMANAGING DIRECTOR, LTD PARTNER1312315
CALABRISOTTO, DIANNELIMITED PARTNER1273900
CALABRISOTTO, DIANNEANTI-MONEY LAUNDERING COMPLIANCE OFFICER1273900
CALABRISOTTO, DIANNECCO, CAO
CALABRISOTTO, DIANNECHIEF OPERATING OFFICER1273900
CARL, STEPHEN JULIUSSROP, CROP, ASSISTANT VICE PRESIDENT OF THE WILLIAMS CAPITAL GROUP, INC, THE GENERAL PARTNER OF THE WILLIAMS CAPITAL GROUP, L.P.1542098
COARD, DAVID ANTHONYLIMITED PARTNER1633685
FINKELSTEIN, DAVID ANDREWLIMITED PARTNER1056495
WO, PATRICK CCHIEF FINANCIAL OFFICER, FINOP1978566

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE WILLIAMS CAPITAL GROUP, L.P.

CRD#: 35149

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