Zakariya J. Graziani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zakariya Joseph Graziani, who also goes by Zakariya Abdellatif, Zakariya J Graziani, Zakariya Graziani, was a registered financial professional .
Zakariya is a previously registered financial professional and started their career in finance in 2017. Zakariya had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
DeVry University
Bachelor of Management - Finance and Management
2022
Experience
June 1, 2022 - August 29, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 17, 2022 - August 29, 2024
FIDELITY BROKERAGE SERVICES LLC
July 7, 2021 - April 19, 2022
WELLS FARGO CLEARING SERVICES, LLC
July 7, 2021 - April 19, 2022
WELLS FARGO CLEARING SERVICES, LLC
September 2, 2020 - November 4, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 29, 2020 - November 3, 2020
FIDELITY BROKERAGE SERVICES LLC
January 14, 2019 - July 24, 2020
TD AMERITRADE, INC.
January 14, 2019 - July 24, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 14, 2019 - July 24, 2020
TD AMERITRADE, INC.
September 19, 2017 - June 13, 2018
EDWARD JONES
August 29, 2017 - June 13, 2018
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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