Madeleine S. Leible
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Madeleine S Leible, who also goes by Madeleine R Leible, Madeleine R Smith, was a registered financial professional .
Madeleine is a previously registered financial professional and started their career in finance in 2019. Madeleine had worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2023 - June 27, 2024
BFP SECURITIES, LLC
February 16, 2022 - December 1, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 10, 2019 - February 24, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/15/2022
General Securities Representative ExaminationSeries 6TO
Date: 4/10/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BFP SECURITIES, LLC
CRD#: 44731 / SEC#: , 8-50798
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENEFIT FINANCE PARTNERS, LLC | OWNER | |
| DOHERTY, ERIN E | CCO | 4576409 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
