Frederick Korb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Korb was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2017. Frederick had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2021 - October 3, 2022
BULLTICK, LLC
October 4, 2021 - October 3, 2022
BULLTICK WEALTH MANAGEMENT, LLC
December 13, 2017 - October 21, 2019
FSAM LLC
September 20, 2017 - October 21, 2019
FIRST SOUTHERN SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
BULLTICK, LLC
CRD#: 104005 / SEC#: , 8-52493
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
Red Flags
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