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YR

Yasmin N. Rozwadowski

INTER&CO SECURITIES LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6826177
YR

Professional summary

Yasmin Nmn Rozwadowski, who also goes by Yasmin Rozwadowski, is a registered financial professional currently at INTER&CO SECURITIES LLC located in Miami, Florida.

Yasmin is registered as a RR (Registered Representative) and started their career in finance in 2017. Yasmin has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Yasmin Rozwadowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yasmin Nmn Rozwadowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2024 - Present

INTER&CO SECURITIES LLC

Office #1: 501 Brickell Key Drive, Suite 201, Miami, FL 33131
BD
CRD#: 317278
Miami, FL
Past

July 1, 2021 - May 6, 2024

PALAFOX TRADING LLC

BD
CRD#: 131114
New York, NY
Past

July 1, 2021 - May 6, 2024

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

July 1, 2021 - May 6, 2024

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
New York, NY
Past

July 1, 2021 - May 6, 2024

CITADEL CLEARING LLC

BD
CRD#: 172693
New York, NY
Past

November 7, 2017 - June 10, 2021

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/3/2024)
RR
Alaska
(6/3/2024)
RR
Arizona
(6/3/2024)
RR
Arkansas
(6/3/2024)
RR
California
(6/3/2024)
RR
Colorado
(6/3/2024)
RR
Connecticut
(6/3/2024)
RR
Delaware
(6/3/2024)
RR
District of Columbia
(6/3/2024)
RR
Florida
(6/3/2024)
RR
Georgia
(6/3/2024)
RR
Hawaii
(6/3/2024)
RR
Idaho
(6/3/2024)
RR
Illinois
(7/29/2025)
RR
Indiana
(2/25/2025)
RR
Iowa
(6/3/2024)
RR
Kansas
(6/3/2024)
RR
Kentucky
(6/3/2024)
RR
Louisiana
(6/3/2024)
RR
Maine
(6/3/2024)
RR
Maryland
(6/3/2024)
RR
Massachusetts
(3/10/2025)
RR
Michigan
(6/3/2024)
RR
Minnesota
(6/3/2024)
RR
Mississippi
(6/3/2024)
RR
Missouri
(6/3/2024)
RR
Montana
(6/3/2024)
RR
Nebraska
(6/3/2024)
RR
Nevada
(6/3/2024)
RR
New Hampshire
(6/3/2024)
RR
New Jersey
(6/3/2024)
RR
New Mexico
(6/3/2024)
RR
New York
(6/3/2024)
RR
North Carolina
(6/3/2024)
RR
North Dakota
(6/3/2024)
RR
Ohio
(6/3/2024)
RR
Oklahoma
(6/3/2024)
RR
Oregon
(6/3/2024)
RR
Pennsylvania
(6/3/2024)
RR
Puerto Rico
(3/31/2025)
RR
Rhode Island
(6/3/2024)
RR
South Carolina
(6/3/2024)
RR
South Dakota
(6/3/2024)
RR
Tennessee
(6/3/2024)
RR
Texas
(6/3/2024)
RR
Utah
(6/3/2024)
RR
Vermont
(6/3/2024)
RR
Virgin Islands
(10/2/2024)
RR
Virginia
(6/3/2024)
RR
Washington
(6/3/2024)
RR
West Virginia
(6/3/2024)
RR
Wisconsin
(6/3/2024)
RR
Wyoming
(6/3/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/16/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/10/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTER&CO SECURITIES LLC
INTER&CO SECURITIES LLC | USEND SECURITIES LLC

CRD#: 317278 / SEC#: , 8-70985

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131
Mailing Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131
Phone number
(310) 698-0164
Established
Delaware since 08/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INTER US HOLDING, INC.SOLE MEMBER
ROZWADOWSKI, YASMINCOO6826177
TOROLA, JOHN THOMASCEO / CCO1619507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTER&CO SECURITIES LLC

CRD#: 317278Miami, FL 33131

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