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MH

Michael Pierce Hassel

PREP SECURITIES
Park City, UT
·CRD# 6826053·9 years experience

Professional Summary

Michael Pierce Hassel, who also goes by Mike Hassel, is a registered financial advisor currently at PREP SECURITIES, LLC located in Park City, Utah. Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Hassel

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PREP SECURITIES, LLC·CRD# 188522
BD
1. 2750 Rasmussen Road Suite 202, Park City, UT 840982. 2750 Rasmussen Road Suite 202, Park City, UT 84098
January 2, 2020 - Present
CR CAPITAL DISTRIBUTORS, LLC·CRD# 171776
BD
Newport Beach, CA
April 22, 2019 - December 31, 2019
STRATCAP SECURITIES, LLC·CRD# 151152
BD
New York, NY
November 27, 2017 - April 16, 2019

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Current Firm

PS
PREP SECURITIES, LLC

PREP SECURITIES, LLC

CRD#: 188522 / SEC#: 8-69611
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2750 Rasmussen Road Suite 202, Park City, UT 84098

Mailing Address

2750 Rasmussen Road Suite 202, Park City, UT 84098

Phone Number

(844) 877-4153

Established

Delaware since 12/08/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PREP SECURITIES HOLDINGS LLCSOLE MEMBER—
BRENNAN, TIMOTHY JAMESMANAGING DIRECTOR6477325
HULL, KEVIN KITTCEO, CCO, FINOP, PFO, POO2104329

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Utah
(1/2/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2018About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2017About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Pierce Hassel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MH
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