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AG

Andrew J. George

CMG SECURITIES LLC
SAN RAMON, CA 94583
Some features on this profile are disabled
CRD#: 6825889
AG

Professional summary

Andrew J George is a registered financial professional currently at CMG SECURITIES LLC located in San Ramon, California.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew J George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 22, 2018 - Present

CMG SECURITIES LLC

Office #1: 3160 Crow Canyon Road Suite 404, San Ramon, CA 94583Office #2: 3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
BD
CRD#: 289090
SAN RAMON, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/1/2018)
RR
New York
(7/16/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CMG SECURITIES LLC
CMG SECURITIES LLC

CRD#: 289090 / SEC#: , 8-69982

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
Mailing Address
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
Phone number
(415) 278-7727
Established
California since 06/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CMG FINANCIAL SERVICESMEMBER
CABRALL, JOSEPH WCEO6825905
GEORGE, KENNETH RONALDFINOPS/CFO2643369
PANAGROSSI, DAVID MICHAELCCO2317860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CMG SECURITIES LLC

CRD#: 289090San Ramon, CA 94583

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