Yannik D. Mahlangu

ZULU DREAMS CAPITAL LLC

Henderson, NV

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CRD#: 6825767

Professional summary

Yannik David Mahlangu, who also goes by Yannik D Mahlangu, Yannik Mahlangu, is a registered financial advisor currently at ZULU DREAMS CAPITAL LLC located in Henderson, Nevada.

Yannik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Yannik has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yannik D Mahlangu | Yannik Mahlangu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

My job deals with giving clients financial advice, financial planning, and helping recommend investments. My bonus is tied to how much reinvestment I perform in a given quarter. Yannik Mahlangu is a Tennis Coach at Mountainside Racquet Club; Investment related: No; Location: 1191 US-22 E Mountainside NJ 07092; Start date: 2024-05-01; Description of the business: Tennis Club; Responsibilities Duties: Coaching tennis; 1 Hours per month during trading hours; 19 Hours per month outside trading hours; 50% of total yearly compensation derived from the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yannik David Mahlangu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2021 - Present

ZULU DREAMS CAPITAL LLC

RIA

CRD#: 313960

Henderson, NV

Past

March 26, 2018 - May 25, 2021

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

March 21, 2018 - May 25, 2021

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 13, 2017 - December 22, 2017

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

September 13, 2017 - December 22, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(7/27/2022)

IAR

New Jersey
(5/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2017

General Securities Representative Examination

Current Firm

ZULU DREAMS CAPITAL LLC

CRD#: 313960 / SEC#:

Nevada

Registered Investment Advisory firm - (7/27/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/18/2021 Approved)

North Carolina

Registered Investment Advisory firm - (8/4/2021 Approved)

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Contact information

Main Address

Union City, NJ

Mailing Address

Phone number

(702) 324-2941

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 4,103,479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yannik D. Mahlangu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yannik David Mahlangu's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZULU DREAMS CAPITAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2017

Current Firm

ZULU DREAMS CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZULU DREAMS CAPITAL LLC

TRUST BUT VERIFY

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