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NS

Nicholas Senatore

ARTISAN PARTNERS DISTRIBUTORS LLC
Milwaukee, WI 53202
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CRD#: 6825678
NS

Professional summary


Nicholas Senatore is a registered financial professional currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in Milwaukee, Wisconsin.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicholas has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas Senatore's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 19, 2024 - Present

ARTISAN PARTNERS DISTRIBUTORS LLC

Office #1: 875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
BD
CRD#: 45446
Milwaukee, WI
Past

August 8, 2017 - July 29, 2022

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/19/2024)
RR
Alaska
(3/19/2024)
RR
Arizona
(3/19/2024)
RR
Arkansas
(3/19/2024)
RR
California
(3/19/2024)
RR
Colorado
(3/19/2024)
RR
Connecticut
(3/19/2024)
RR
Delaware
(3/19/2024)
RR
District of Columbia
(3/19/2024)
RR
Florida
(3/19/2024)
RR
Georgia
(3/19/2024)
RR
Hawaii
(3/19/2024)
RR
Idaho
(3/19/2024)
RR
Illinois
(3/19/2024)
RR
Indiana
(3/19/2024)
RR
Iowa
(3/19/2024)
RR
Kansas
(3/19/2024)
RR
Kentucky
(3/19/2024)
RR
Louisiana
(3/19/2024)
RR
Maine
(3/19/2024)
RR
Maryland
(3/19/2024)
RR
Massachusetts
(3/19/2024)
RR
Michigan
(3/19/2024)
RR
Minnesota
(3/19/2024)
RR
Mississippi
(3/19/2024)
RR
Missouri
(3/19/2024)
RR
Montana
(3/19/2024)
RR
Nebraska
(3/19/2024)
RR
Nevada
(3/19/2024)
RR
New Hampshire
(3/19/2024)
RR
New Jersey
(3/19/2024)
RR
New Mexico
(3/19/2024)
RR
New York
(3/19/2024)
RR
North Carolina
(3/19/2024)
RR
North Dakota
(3/19/2024)
RR
Ohio
(3/19/2024)
RR
Oklahoma
(3/19/2024)
RR
Oregon
(3/19/2024)
RR
Pennsylvania
(3/19/2024)
RR
Puerto Rico
(3/19/2024)
RR
Rhode Island
(3/19/2024)
RR
South Carolina
(3/19/2024)
RR
South Dakota
(3/19/2024)
RR
Tennessee
(3/19/2024)
RR
Texas
(3/19/2024)
RR
Utah
(3/19/2024)
RR
Vermont
(3/19/2024)
RR
Virgin Islands
(3/19/2024)
RR
Virginia
(3/19/2024)
RR
Washington
(3/19/2024)
RR
West Virginia
(3/19/2024)
RR
Wisconsin
(3/19/2024)
RR
Wyoming
(3/19/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 8/15/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AP
ARTISAN PARTNERS DISTRIBUTORS LLC
ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: , 8-51043

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Mailing Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Phone number
(414) 390-6100
Established
Wisconsin since 12/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446Milwaukee, WI 53202

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