Robert J. Pearce

PENNANT WEALTH MANAGEMENT LLC

AVON, OH

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CRD#: 6825431

Professional summary

Robert Joseph Pearce, CFP®, who also goes by Bobby Pearce, is a registered financial advisor currently at PENNANT WEALTH MANAGEMENT LLC located in Avon, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Robert has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bobby Pearce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EquiVita Life Settlements LLC/investment-related/Corona, CA/life settlement portfolios/Officer/2019/approximately 40 hours per month/one hour per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Pearce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 27, 2024 - Present

PENNANT WEALTH MANAGEMENT LLC

RIA

CRD#: 331948

AVON, OH

Past

July 20, 2017 - November 4, 2024

ATTIVO LEGACY ADVISORS, LLC

RIA

CRD#: 109195

CORONA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/8/2024)

IAR

Ohio
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2017

Uniform Investment Adviser Law Examination

Current Firm

PENNANT WEALTH MANAGEMENT LLC

CRD#: 331948 / SEC#:

California

Registered Investment Advisory firm - (11/8/2024 Approved)

Ohio

Registered Investment Advisory firm - (8/27/2024 Approved)

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Contact information

Main Address

Avon, OH

Mailing Address

30628 Detroit Rd #224, Westlake, OH 44145

Phone number

(440) 306-3837

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 1,969,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENNANT WEALTH MANAGEMENT LLC

ATTIVO LEGACY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2017

Current Firm

PENNANT WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PENNANT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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