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AW

Andrew R. Wilson

FLORIDA FINANCIAL ADVISORS
Las Vegas, NV 89102
Some features on this profile are disabled
CRD#: 6825223
AW

Professional summary

Andrew R. Wilson, who also goes by Andrew Ray Wilson, Andrew Wilson, Andy Wilson, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Las Vegas, Nevada and TRINITY WEALTH SECURITIES, L.L.C. located in Las Vegas, Nevada.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew Ray Wilson | Andrew Wilson | Andy Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew R. Wilson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2022 - Present

FLORIDA FINANCIAL ADVISORS, LLC

Office #1: 2250 S Rancho Drive Suite 235, Las Vegas, NV 89102
RIA
CRD#: 288811
Las Vegas, NV
Current

March 9, 2019 - Present

TRINITY WEALTH SECURITIES, L.L.C.

Office #1: 2250 S Rancho Dr. Suite 235, Las Vegas, NV 89102
BD
CRD#: 104348
Las Vegas, NV
Past

April 4, 2018 - February 25, 2019

IFS SECURITIES

BD
CRD#: 40375
Tampa, FL
Past

October 30, 2017 - March 27, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276

RIA
Registered Investment Advisory firm - (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/9/2019)
IAR
Florida
(12/1/2022)
RR
Nevada
(2/2/2026)
IAR
Nevada
(2/2/2026)
IAR
Texas
(8/22/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/7/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/30/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276

RIA
Registered Investment Advisory firm - (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)
Loading...

Contact information

Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts1,769
AUM (Assets Under Management)$ 317,826,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811Las Vegas, NV 89102

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