Craig Buchanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Buchanan was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2019. Craig had worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2020 - August 18, 2021
ABD RETIREMENT SERVICES, INC.
November 18, 2019 - May 4, 2022
ABD RETIREMENT SERVICES, INC.
January 1, 2019 - July 31, 2019
USI ADVISORS
Primary Firm SEC Registration
ABD RETIREMENT SERVICES, INC.
CRD#: 167641 / SEC#: 801-80234, 8-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 9/11/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ABD RETIREMENT SERVICES, INC.
CRD#: 167641 / SEC#: 801-80234, 8-69271
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 649,333,744 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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