Lance D. Lehmann

MOSAIC WEALTH

St. Louis, MO 63144

Some features on this profile are disabled

CRD#: 6824815

Professional summary

Lance Douglas Lehmann is a registered financial advisor currently at MOSAIC WEALTH located in St. Louis, Missouri.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Lance has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month 2. Speiro; Investment-Related; Washington DC, DC; Public Charity; Board Member; 3/2/2023; 10 hours per month; Asset management and assistance with compliance and finance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Douglas Lehmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

MOSAIC WEALTH

Office #1: 1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144

RIA

CRD#: 317377

St. Louis, MO

Past

April 6, 2018 - January 3, 2022

MOSAIC FAMILY WEALTH, LLC

RIA

CRD#: 170923

ST. LOUIS, MO

Past

October 13, 2017 - February 2, 2018

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

CHESTERFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSAIC WEALTH

MOSAIC FAMILY WEALTH | MOSAIC WEALTH | MOSAIC FAMILY WEALTH PARTNERS, LLC

CRD#: 317377 / SEC#: 801-122745

RIA

Registered Investment Advisory firm - (11/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2017

General Securities Representative Examination

Current Firm

MOSAIC WEALTH

MOSAIC FAMILY WEALTH | MOSAIC WEALTH | MOSAIC FAMILY WEALTH PARTNERS, LLC

CRD#: 317377 / SEC#: 801-122745

RIA

Registered Investment Advisory firm - (11/24/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144

Mailing Address

Phone number

(314) 627-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSAIC FAMILY WEALTH PARTNERS, LLC (3/24/2025)

Regulatory assets under management

Total Number of Accounts	4,296
AUM (Assets Under Management)	$ 1,638,336,784

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
10/29/2024	Cover Page	Report
11/27/2023	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lance D. Lehmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Douglas Lehmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSAIC FAMILY WEALTH, LLC

ALLSTATE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MOSAIC WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2018

Series 63

Date: 10/19/2017

SIE

Date: 2/2/2018

Series 7

Date: 10/13/2017

Current Firm

MOSAIC WEALTH

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOSAIC WEALTH

TRUST BUT VERIFY

Similar Advisors