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KW

Kristen Weschler

COUNTRY CAPITAL MANAGEMENT COMPANY
Port Orchard, WA 98366
Some features on this profile are disabled
CRD#: 6824797
KW

Professional summary


Kristen Weschler, who also goes by Kristen Ann Loftus, Kristen Ann Turnbull, Kristen Ann Weschler, Kristen Weschler, is a registered financial professional currently at COUNTRY CAPITAL MANAGEMENT COMPANY located in Port Orchard, Washington.

Kristen is registered as a RR (Registered Representative) and started their career in finance in 2017. Kristen has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kristen Ann Loftus | Kristen Ann Turnbull | Kristen Ann Weschler | Kristen Weschler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kristen Weschler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 2, 2020 - Present

COUNTRY CAPITAL MANAGEMENT COMPANY

Office #1: 1740 Pottery Ave Suite 205, Port Orchard, WA 98366
BD
CRD#: 12060
Port Orchard, WA
Past

May 7, 2018 - October 6, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PORT ORCHARD, WA
Past

August 29, 2017 - October 6, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PORT ORCHARD, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(11/2/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/4/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CC
COUNTRY CAPITAL MANAGEMENT COMPANY
COUNTRY CAPITAL MANAGEMENT COMPANY | COUNTRY INSURANCE & FINANCIAL SERVICES | COUNTRY FINANCIAL

CRD#: 12060 / SEC#: , 8-12645

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1711 General Electric Road, Bloomington, IL 61704
Mailing Address
P.o. Box 2222, Bloomington, IL 61702-2222
Phone number
(309) 821-5228
Established
Illinois since 08/04/1965
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COUNTRY LIFE INSURANCE COMPANYSHAREHOLDER
BULL, DAVID BPRINCIPAL OPERATIONS OFFICER5287948
DARMSTAEDTER, GEOFFREY FREDERICKCHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER5709185
DODDS, ALAN KEITHVICE PRESIDENT - FINANCE & TREASURER5660784
DUNCAN, BRIAN KEITHCHAIRMAN OF THE BOARD & DIRECTOR6904912
ELLERMAN, DOUGLAS JOSEPHVICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER6096851
FLETCHER, JEREMIAH DEANCHIEF INFORMATION SECURITY OFFICER6970583
FRERICHS, TROY MITCHELLCEO, EXECUTIVE REPRESENTATIVE4133454
GREEN, DENNIS WAYNEDIRECTOR6904908
HARRIS, TIMOTHY JOHNEXECUTIVE VICE PRESIDENT OF AGENCY3155020
MEISS, DAVID LEEDIRECTOR6904884
SCHUTZ, CHAD KENNETHDIRECTOR6904905
VANCE, JENNIFER LYNNGENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER7040592

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060Port Orchard, WA 98366

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