Allan O. Cobham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Olamide Cobham jr, who also goes by Allan Cobham, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 2017. Allan had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2021 - December 10, 2021
EDELMAN FINANCIAL ENGINES
February 25, 2019 - December 5, 2019
TD AMERITRADE, INC.
February 25, 2019 - December 5, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 10, 2017 - December 5, 2019
TD AMERITRADE, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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