David J. Dimirsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Jacob Dimirsky, who also goes by David J Dimirsky, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 4, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2005 - January 5, 2015
SEIDEL & CO., LLC
December 24, 1997 - January 26, 2009
GOETZ, BATCHKER & COMPANY, INC.
June 30, 1994 - November 7, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/20/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
