Trey W. Talley

FLUENT FINANCIAL

Dallas, TX 75254

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CRD#: 6824462

Professional summary

Trey William Talley, who also goes by Trey Talley, is a registered financial advisor currently at FLUENT FINANCIAL, LLC located in Dallas, Texas and PRIVATE CLIENT SERVICES, LLC located in Dallas, Texas.

Trey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Trey has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trey Talley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FLUENT FINANCIAL. 14800 LANDMARK BLVD, STE 848, DALLAS, TX 75254. RIA. 173 HRS/MO; 8 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trey William Talley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2020 - Present

FLUENT FINANCIAL, LLC

Office #1: 14800 Landmark Blvd. Suite 848, Dallas, TX 75254

RIA

CRD#: 170041

Dallas, TX

Current

September 21, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 14800 Landmark Blvd Suite 848, Dallas, TX 75254

RIA

CRD#: 120222

Dallas, TX

Past

January 9, 2019 - April 10, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

January 9, 2019 - April 10, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

September 26, 2018 - January 8, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Plano, TX

Past

September 12, 2018 - January 8, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

Plano, TX

Past

August 10, 2017 - July 20, 2018

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLUENT FINANCIAL, LLC

CRD#: 170041 / SEC#: 801-78976

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(9/14/2020)

Texas
(9/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/18/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FLUENT FINANCIAL, LLC

CRD#: 170041 / SEC#: 801-78976

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

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Contact information

Main Address

14800 Landmark Blvd. Suite 848, Dallas, TX 75254

Mailing Address

Phone number

(972) 852-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A- FIRM BROCHURE (8/19/2025)

FLUENT FINANCIAL WRAP PROGRAM (8/19/2025)

Regulatory assets under management

Total Number of Accounts	1,047
AUM (Assets Under Management)	$ 297,138,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Trey W. Talley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trey William Talley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

FLUENT FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2018

Series 63

Date: 8/18/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2017

FINRA

Current Firm

FLUENT FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLUENT FINANCIAL, LLC

TRUST BUT VERIFY

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