Jonathan Lupo
Professional summary
Jonathan Lupo, who also goes by Jonathan Taylor Lupo, is a registered financial advisor currently at FEALTY GROUP LLC located in Niagara Falls, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jonathan has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Lupo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2023 - Present
FEALTY GROUP LLC
August 20, 2019 - April 21, 2022
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2023)
Exams
Series 7TO
Date: 8/20/2019
General Securities Representative ExaminationCurrent Firm
FEALTY GROUP LLC
CRD#: 324957 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 2,247,490 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
