Lydia C. Ruhlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lydia Chase Ruhlin, CFP®, who also goes by Lydia Ruhlin, was a registered financial professional .
Lydia is a previously registered financial professional and started their career in finance in 2017. Lydia had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
March 29, 2021 - March 24, 2022
TMF INVESTMENTS
March 16, 2021 - March 24, 2022
MOTLEY FOOL WEALTH MANAGEMENT, LLC
March 28, 2018 - February 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2017 - February 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TMF INVESTMENTS
CRD#: 306422 / SEC#: , 8-70464
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
