NI
Nathan J. Irby
WESTPARK WEALTH ADVISORS
Baton Rouge, LA
Some features on this profile are disabled
CRD#: 6823924
NI
Professional summary
Nathan Johns Irby, who also goes by Nathan Irby, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Baton Rouge, Louisiana and CALTON & ASSOCIATES, INC. located in Houston, Texas.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Irby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name of Business: University United Methodist Church. Non-Investment related. Address: 3350 Dalrymple Drive, Baton Rouge, LA 70802. Nature of Business: Church Committee. Position/Title/Relationship: Committee Member. Start Date: 03/11/2019. Hours per month: 0.33. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Support financial decision-making regarding budgeting and planning. Do not handle funds or have ability to use organizations dollars. 2.) Name of Business: Harvey Financial Strategies. Investment related. Address: 13111 Westheimer Road, Suite 475, Houston, TX 77077. Nature of Business: DBA. Position/Title/Relationship: Independent Production Partner. Start Date: 01/01/2019. Hours per month: 160. Hours per month during Securities trading hours: 33. Duties/Responsibilities: This business is a DBA used to market my work as a financial advisor in investment related, financial planning, and investment advisory, and insurance planning. 3.) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer, Suite 475, Houston, TX 77077. Nature of Business: Advisory and financial planning. Position/Title/Relationship: IAR. Start Date: 01/01/2019. Hours per month: 150. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Provide advisory services such as 3rd party money managing and financial planning. 4.) Name of Business: Penn Mutual Life Insurance Company. Non-Investment related. Address: 600 Dresher Rd, Horsham, PA 19044. Nature of Business: Fixed Life Business. Position/Title/Relationship: Independent Financial Advisor. Start Date: 01/01/2021. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Hold a direct fixed life insurance license with Penn Mutual for the sole purpose to offering fixed/non-variable life insurance. 5.) Name of Business: Louisiana Conference of the United Methodist Church Board of Pensions and Health Benefits. Non-investment related. Address: 527 North Blvd, Baton Rouge, LA 70802. Nature of Business: Nonprofit board position. Position/Title/Relationship: Board Member. Start Date: 07/01/2021. Hours per Month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Help review current and future selections for the type of health plans that employees of conference will receive. Review pension plans to determine level of funding for pension obligations. Help determine eligibility of employees for these benefits. Monitor budget. 6.) Name of Business: Tara Homeowner's Association. Non-Investment Related. Address: 1554 Tara Blvd, Baton Rouge, LA 70806. Nature of Business: Neighborhood Association. Position/Title/Relationship: Board Member. Start Date: 06/01/2021. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Represent neighbors at neighborhood association meetings. Meet quarterly in the evening after trading hours. 7.) Name of Business: Harvey Financial Strategies LLC. Non-Investment Related. Address: 8034 Jefferson Highway, Baton Rouge, LA 70809. Nature of Business: Receiving personal business fees and commission. Position/Title/Relationship: Member. Start Date: 07/16/2022. Hours per month: 100. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Managing members.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Johns Irby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2019 - Present
WESTPARK WEALTH ADVISORS, INC.
RIA
CRD#: 130914
Baton Rouge, LA
Current
January 2, 2019 - Present
CALTON & ASSOCIATES, INC.
Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077RIA
BD
CRD#: 20999
Houston, TX
Past
September 26, 2017 - January 2, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BATON ROUGE, LA
Past
August 22, 2017 - January 2, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(1/21/2022)
IAR
Colorado(5/16/2024)
IAR
Florida(1/7/2025)
RR
Louisiana(1/2/2019)
IAR
Louisiana(1/2/2019)
IAR
South Carolina(8/8/2023)
RR
Texas(1/2/2019)
IAR
Texas(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
