Kael R. Stoaks
Professional summary
Kael Rex Stoaks, who also goes by Kael Stoaks, is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Westminster, Colorado.
Kael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kael Rex Stoaks's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2020 - Present
THE RETIREMENT PLANNING GROUP, LLC
September 26, 2017 - July 6, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 14, 2017 - July 6, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2025)
(7/17/2020)
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,295 |
| AUM (Assets Under Management) | $ 4,008,879,250 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/27/2023 | ||
| 01/27/2023 |
Red Flags
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