Kevin M. Astorino

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CRD#: 6822885

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Michael Astorino, who also goes by Kevin Astorino, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2020. Kevin had worked at 5 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Aliases

Kevin Astorino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 2/2023- The Astorino financial Group INC- DBA for LPL Business (entity for LPL business)- inv. related- Fairfield, NJ

Blog Corner

CRS (Client Relationship Summary)

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

October 19, 2020 - August 31, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HARRISON, NJ

Past

August 17, 2020 - August 31, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HARRISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/15/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 8/17/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/15/2020

Securities Industry Essentials Examination

Current Firm

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

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Contact information

Main Address

155 Passaic Ave Suite 400, Fairfield, NJ 07004

Mailing Address

Phone number

(201) 661-3416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDRO WEALTH MANAGEMENT LLC FORM ADV 2A (5/14/2025)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 101,714,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Astorino

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE ASTORINO FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MUFG SECURITIES AMERICAS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SANDRO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2020

Series 79TO

Date: 1/15/2022

Series 7TO

Date: 8/17/2020

SIE

Date: 7/15/2020

Current Firm

SANDRO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDRO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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