Timothy A. Volker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy A Volker, who also goes by Timothy Alan Volker, Timothy Volker, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2017. Timothy had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2025 - March 13, 2026
EXPONENT WEALTH LLC
August 13, 2021 - September 2, 2025
LPL FINANCIAL LLC
August 12, 2021 - September 2, 2025
LPL FINANCIAL LLC
July 2, 2018 - July 30, 2021
EDWARD JONES
May 16, 2018 - July 30, 2021
EDWARD JONES
August 10, 2017 - January 3, 2018
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXPONENT WEALTH LLC
CRD#: 334968 / SEC#: 801-132228
Contact information
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 40,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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