Charles J. Kretschmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles J Kretschmer, CFP®, who also goes by Charles John Kretschmer, Charlie John Kretschmer, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2017. Charles had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2020 - March 31, 2026
FIRST LIGHT ASSET MANAGEMENT, LLC
August 30, 2017 - September 19, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
July 24, 2017 - September 19, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
FIRST LIGHT ASSET MANAGEMENT, LLC
CRD#: 168899 / SEC#: 801-78528
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LIGHT ASSET MANAGEMENT, LLC
CRD#: 168899 / SEC#: 801-78528
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,077 |
| AUM (Assets Under Management) | $ 1,131,174,724 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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