Matthew P. Ceraso
Professional summary
Matthew Paul Ceraso is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York and RODMAN & RENSHAW, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2019. Matthew has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Paul Ceraso's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2019 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022October 29, 2019 - Present
RODMAN & RENSHAW, LLC
Office #1: 600 Lexington Avenue 32nd Floor, New York, NY 10022Office #2: 600 Lexington Avenue, New York, NY 10022April 10, 2025 - Present
STOCKBLOCK SECURITIES
Office #1: 600 Lexington Avenue 32nd Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STOCKBLOCK SECURITIES
CRD#: 307304 / SEC#: , 8-70481
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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