Zachary Seidman

PHASE LINE FINANCIAL | Founder - Phase Line Financial

Arroyo Grande, CA 93420

CRD#: 6822116

Professional summary

Zachary Seidman, who also goes by Zack Seidman, is a registered financial advisor currently at PHASE LINE FINANCIAL located in Arroyo Grande, California.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Zachary has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Financial Planning,

Investment Management,

Tax Planning,

Retirement Planning

Do you have an area of expertise or specialization?

Retirement Planning,

High Net Worth Planning,

Investment Management,

Customized Portfolios,

Estate Planning,

Risk Management and Insurance ...

How do you get paid?

% of AUM,

Fee-Only,

Commission

Are you a "fiduciary"?

Yes

Aliases

Zack Seidman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: ZACHARY SEIDMAN INV REL: Y ADD: 361 OLD RANCH RD ARROYO GRANDE CA 93420 NATURE:LICENSED LIFE INSURANCE AGENT POSITION: LIFE INSURANCE AGENT START DATE: 11/15/2023 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Seidman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2023 - Present

PHASE LINE FINANCIAL

Office #1: 210 Traffic Way Ste F, Arroyo Grande, CA 93420

RIA

CRD#: 329068

Arroyo Grande, CA

Past

September 1, 2017 - July 31, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Westlake Village, CA

Past

July 27, 2017 - July 31, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

Westlake Village, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/8/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2017

General Securities Representative Examination

Current Firm

PHASE LINE FINANCIAL

PHASE LINE FINANCIAL | PHASE LINE FINANCIAL LLC

CRD#: 329068 / SEC#:

California

Registered Investment Advisory firm - (11/30/2023 Approved)

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Contact information

Main Address

210 Traffic Way Ste F, Arroyo Grande, CA 93420

Mailing Address

Phone number

(805) 696-2220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 10,786,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Zachary Seidman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Seidman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHASE LINE FINANCIAL

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2023

Series 66

Date: 8/8/2017

SIE

Date: 7/31/2018

Series 7

Date: 7/27/2017

Current Firm

PHASE LINE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PHASE LINE FINANCIAL

TRUST BUT VERIFY

Contact information

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