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Adam Cervantes

RIA ADVISORS
HOUSTON, TX
·CRD# 6821957·4 years experience

Professional Summary

Adam Cervantes is a registered financial advisor currently at RIA ADVISORS located in Houston, Texas. Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 3 firms.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

RIA ADVISORS·CRD# 150661
RIA
11750 Katy Freeway Suite 840, Houston, TX 77079
July 15, 2026 - Present
AVIOR WEALTH MANAGEMENT, LLC·CRD# 148674
RIA
The Woodlands, TX
August 7, 2023 - June 26, 2026
THE FINANCIAL ADVISORY GROUP, LLC·CRD# 109558
RIA
Houston, TX
March 17, 2022 - December 6, 2022

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Current Firm

RA
RIA ADVISORS

ADVANCED WEALTH STRATEGIES GROUP | SIMPLEVISOR | RIA ADVISORS | NTBD ADVISORS, LLC | CLARITY FINANCIAL, LLC | ANIMAS CAPITAL

CRD#: 150661 / SEC#: 801-77832
RIA
Registered Investment Advisory firm - SEC (4/16/2013 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/23/2013 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/25/2013 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (4/23/2013 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/23/2013 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11750 Katy Freeway Suite 840, Houston, TX 77079

Phone Number

(281) 501-1791

# of Employees

17

SEC notice filing (38 States and Territories)

Registered to provide investment advisory services in 38 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLARITY DBA RIA ADVISORS FORM ADV PART 2A MAY 2026 (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,969

AUM (Assets Under Management)

$1,840,574,021

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business: Next Coat Is the business investment-related: No The address of the other business: My home address 2107 Rosemead Dr., Pasadena TX 77506 The nature of the other business: I occasionally help friends and family with vehicle repairs and maintenance in my personal time, usually on weekends and sometimes not at all for several weeks. It is done at my home and is completely unrelated to my role as a financial advisor or any firm clients. I do receive some small compensation at times for my work and documenting the process along the way. I typically receive $2,500 per year from this. Position: Owner Title, or relationship with the other business: Owner The start date of your relationship: I am the owner and I started the LLC on 1/28/2025. I do not have employees. Its just me. The approximate number of hours/month you devote to the other business: I spend approximately 3-4 hours per week on this activity. It is conducted on weekends and is not a fixed schedule. some weekends I do not engage in it at all. The number of hours you devote to the other business during securities trading hours: None And briefly describe your duties relating to the other business: Perform mechanical and auto body work on friends' and family vehicles as a weekend hobby. Occasionally create videos documenting the process.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORS

ADVANCED WEALTH STRATEGIES GROUP | SIMPLEVISOR | RIA ADVISORS | NTBD ADVISORS, LLC | CLARITY FINANCIAL, LLC | ANIMAS CAPITAL

CRD#: 150661 / SEC#: 801-77832
RIA
Registered Investment Advisory firm - SEC (4/16/2013 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/23/2013 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/25/2013 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (4/23/2013 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/23/2013 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(7/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Adam Cervantes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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