AC
Adam Cervantes
AVIOR WEALTH MANAGEMENT
THE WOODLANDS, TX 77380
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CRD#: 6821957
AC
Professional summary
Adam Cervantes is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in The Woodlands, Texas.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Next Coat whether the business is investment-related; No. the address of the other business; My home address 2107 Rosemead Dr. Pasadena TX 77506 the nature of the other business; I occasionally help friends and family with vehicle repairs and maintenance in my personal time, usually on weekends and sometimes not at all for several weeks. It is done at my home and is completely unrelated to my role as a financial advisor or any firm clients. I do receive some small compensation at times for my work and documenting the process along the way. your position; Owner title, or relationship with the other business; Owner the start date of your relationship; I am the owner and I started the LLC on 1/28/2025. I do not have employees. Its just me. the approximate number of hours/month you devote to the other business; I spend approximately 3-4 hours per week on this activity. It is conducted on weekends and is not a fixed schedule. some weekends I do not engage in it at all. the number of hours you devote to the other business during securities trading hours; None and briefly describe your duties relating to the other business; Perform mechanical and auto body work on friends' and family vehicles as a weekend hobby. Occasionally create videos documenting the process.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2023 - Present
AVIOR WEALTH MANAGEMENT, LLC
Office #1: 10655 Six Pines Dr., Ste 100, The Woodlands, TX 77380RIA
CRD#: 148674
THE WOODLANDS, TX
Past
March 17, 2022 - December 6, 2022
THE FINANCIAL ADVISORY GROUP, LLC
RIA
CRD#: 109558
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/7/2023)
Exams
Current Firm
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,385 |
| AUM (Assets Under Management) | $ 5,083,670,234 |
Red Flags
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Company Information
AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674The Woodlands, TX 77380TRUST BUT VERIFY
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