Brandon S. Rotsky

KINETIC WEALTH INVESTMENT ADVISORS

Westlake, OH 44145

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CRD#: 6821558

Professional summary

Brandon Scott Rotsky, CFP®, who also goes by Brandon Rotsky, is a registered financial advisor currently at KINETIC WEALTH INVESTMENT ADVISORS, LLC located in Westlake, Ohio and LPL FINANCIAL LLC located in Westlake, Ohio.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brandon has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon Rotsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LPL Financial; Invested related; 28045 Clemens Rd Suite D Westlake, OH 44145; Financial Services; Registered Rep; Registered Rep; 1/2024; 10 hours/month; Devote - 10 hours/month; Duties - investment related. 2. 01/11/2024 - Kinetic Wealth Investment Advisors - Inv related - At reported business Location(s) - Registered investment advisor - IAR - Started: 1/4/2024 - 160 Hrs/mo; 8 Hrs During Trading - I provide investment advisory services through Kinetic Wealth Investment Advisors, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Scott Rotsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 11, 2024 - Present

KINETIC WEALTH INVESTMENT ADVISORS, LLC

Office #1: 28045 Clemens Rd, Suite D, Westlake, OH 44145

RIA

CRD#: 311536

Westlake, OH

Current

January 3, 2024 - Present

LPL FINANCIAL LLC

Office #1: 28045 Clemens Rd Ste D, Westlake, OH 44145

RIA

CRD#: 6413

Westlake, OH

Past

November 10, 2020 - September 15, 2023

SAGE PRIVATE WEALTH GROUP, LLC

RIA

CRD#: 173399

OAKBROOK TERRACE, IL

Past

April 17, 2018 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHICAGO, IL

Past

April 17, 2018 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHICAGO, IL

Past

September 29, 2017 - April 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

August 24, 2017 - April 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINETIC WEALTH INVESTMENT ADVISORS, LLC

CRD#: 311536 / SEC#: 801-128963

RIA

Registered Investment Advisory firm - (10/26/2023 Approved)

Ohio

Registered Investment Advisory firm - (11/1/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/16/2024)

Ohio
(1/3/2024)

IAR

Ohio
(1/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KINETIC WEALTH INVESTMENT ADVISORS, LLC

CRD#: 311536 / SEC#: 801-128963

RIA

Registered Investment Advisory firm - (10/26/2023 Approved)

Ohio

Registered Investment Advisory firm - (11/1/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2023 Terminated)

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Contact information

Main Address

28045 Clemens Rd, Suite D, Westlake, OH 44145

Mailing Address

Phone number

(440) 250-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/29/2025)

Regulatory assets under management

Total Number of Accounts	470
AUM (Assets Under Management)	$ 184,587,188

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon S. Rotsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Scott Rotsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

SAGE PRIVATE WEALTH GROUP, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KINETIC WEALTH INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2017

Series 7TO

Date: 11/18/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2017

FINRA

Current Firm

KINETIC WEALTH INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINETIC WEALTH INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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