KG
Kevin Guarino
CLOVER LEAF FINANCIAL LLC
FAIRPORT, NY 14450
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CRD#: 6821323
KG
Professional summary
Kevin Guarino is a registered financial advisor currently at CLOVER LEAF FINANCIAL LLC located in Fairport, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kevin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/1/2020 - CLOVER LEAF FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2013. 2. 10/12/2020 - Clover Leaf Financial LLC - DBA: Clover Leaf Digital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/30/2020 - 30 Hours Per Month/30 Hours During Securities Trading. 3. 4/7/2021 - Council9 LLC - Not Investment Related - 9014 4th Avenue, Brooklyn, New York - Outside/W-2 Employment - Developer - Started 11/16/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Works on site development with clients.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Guarino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2025 - Present
CLOVER LEAF FINANCIAL LLC
Office #1: 1387 Fairport Rd. Suite 620, Fairport, NY 14450RIA
CRD#: 335751
FAIRPORT, NY
Past
June 2, 2020 - July 7, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRPORT, NY
Past
June 1, 2020 - July 7, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
FAIRPORT, NY
Past
November 19, 2019 - June 1, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FAIRPORT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CLOVER LEAF FINANCIAL LLC
CLOVER LEAF FINANCIAL LLC
CRD#: 335751 / SEC#: 801-132741
RIA
Registered Investment Advisory firm - (5/8/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/12/2025)
IAR
New York(7/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CL
CLOVER LEAF FINANCIAL LLC
CLOVER LEAF FINANCIAL LLC
CRD#: 335751 / SEC#: 801-132741
RIA
Registered Investment Advisory firm - (5/8/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1387 Fairport Rd. Suite 620, Fairport, NY 14450
Mailing Address
Phone number
(585) 899-3940
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 275 |
| AUM (Assets Under Management) | $ 54,017,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLOVER LEAF FINANCIAL LLC
CRD#: 335751Fairport, NY 14450TRUST BUT VERIFY
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