Kevin Guarino

CLOVER LEAF FINANCIAL

FAIRPORT, NY 14450

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CRD#: 6821323

Professional summary

Kevin Guarino is a registered financial advisor currently at CLOVER LEAF FINANCIAL LLC located in Fairport, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kevin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Guarino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2025 - Present

CLOVER LEAF FINANCIAL LLC

Office #1: 1387 Fairport Rd. Suite 620, Fairport, NY 14450

RIA

CRD#: 335751

FAIRPORT, NY

Past

July 14, 2025 - December 31, 2025

CLOVER LEAF FINANCIAL LLC

RIA

CRD#: 335751

FAIRPORT, NY

Past

June 2, 2020 - July 7, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FAIRPORT, NY

Past

June 1, 2020 - July 7, 2025

LPL FINANCIAL LLC

CRD#: 6413

FAIRPORT, NY

Past

November 19, 2019 - June 1, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FAIRPORT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLOVER LEAF FINANCIAL LLC

CRD#: 335751 / SEC#: 801-132741

RIA

Registered Investment Advisory firm - (5/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/17/2019

Securities Industry Essentials Examination

Current Firm

CLOVER LEAF FINANCIAL LLC

CRD#: 335751 / SEC#: 801-132741

RIA

Registered Investment Advisory firm - (5/8/2025 Approved)

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Contact information

Main Address

1387 Fairport Rd. Suite 620, Fairport, NY 14450

Mailing Address

Phone number

(585) 899-3940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLOVER LEAF FINANCIAL LLC - FIRM BROCHURE (1/8/2026)

CLOVER LEAF WRAP PROGRAM BROCHURE - APPENDIX 1 (5/2/2025)

CLOVER LEAF FINANCIAL LLC - FIRM BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	409
AUM (Assets Under Management)	$ 76,781,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Guarino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Guarino's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLOVER LEAF FINANCIAL LLC

CLOVER LEAF FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

CLOVER LEAF FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2020

Series 7TO

Date: 11/19/2019

SIE

Date: 6/17/2019

Current Firm

CLOVER LEAF FINANCIAL LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLOVER LEAF FINANCIAL LLC

TRUST BUT VERIFY

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