AH
Aaron M. Howell
T. ROWE PRICE INVESTMENT SERVICES
New York, NY 10003
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CRD#: 6820801
AH
Professional summary
Aaron Matthew Howell, who also goes by Aaron Howell, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in New York, New York.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2017. Aaron has worked at 6 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Aaron Howell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Aaron Matthew Howell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 233 Park Ave S., New York, NY 10003BD
CRD#: 8348
New York, NY
Past
January 30, 2020 - August 2, 2024
LAZARD ASSET MANAGEMENT SECURITIES LLC
BD
CRD#: 129119
NEW YORK, NY
Past
November 8, 2018 - January 13, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
BOSTON, MA
Past
August 23, 2018 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
Boston, MA
Past
August 13, 2018 - January 13, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
September 28, 2017 - July 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEVERLY, MA
Past
August 18, 2017 - July 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEVERLY, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/15/2024)
RR
Alaska(8/15/2024)
RR
Arizona(8/15/2024)
RR
Arkansas(8/15/2024)
RR
California(8/15/2024)
RR
Colorado(8/15/2024)
RR
Connecticut(8/15/2024)
RR
Delaware(8/15/2024)
RR
District of Columbia(8/15/2024)
RR
Florida(8/15/2024)
RR
Georgia(8/15/2024)
RR
Hawaii(8/15/2024)
RR
Idaho(8/15/2024)
RR
Illinois(8/15/2024)
RR
Indiana(8/15/2024)
RR
Iowa(8/15/2024)
RR
Kansas(8/15/2024)
RR
Kentucky(8/15/2024)
RR
Louisiana(8/15/2024)
RR
Maine(8/15/2024)
RR
Maryland(8/15/2024)
RR
Massachusetts(8/15/2024)
RR
Michigan(8/15/2024)
RR
Minnesota(8/15/2024)
RR
Mississippi(8/15/2024)
RR
Missouri(8/15/2024)
RR
Montana(8/15/2024)
RR
Nebraska(8/15/2024)
RR
Nevada(8/15/2024)
RR
New Hampshire(8/15/2024)
RR
New Jersey(8/15/2024)
RR
New Mexico(8/15/2024)
RR
New York(8/15/2024)
RR
North Carolina(8/15/2024)
RR
North Dakota(8/15/2024)
RR
Ohio(8/15/2024)
RR
Oklahoma(8/15/2024)
RR
Oregon(8/15/2024)
RR
Pennsylvania(8/15/2024)
RR
Puerto Rico(8/15/2024)
RR
Rhode Island(8/15/2024)
RR
South Carolina(8/15/2024)
RR
South Dakota(8/15/2024)
RR
Tennessee(8/15/2024)
RR
Texas(8/15/2024)
RR
Utah(8/15/2024)
RR
Vermont(8/15/2024)
RR
Virgin Islands(8/15/2024)
RR
Virginia(8/15/2024)
RR
Washington(8/15/2024)
RR
West Virginia(8/15/2024)
RR
Wisconsin(8/15/2024)
RR
Wyoming(8/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
