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AC

Andrew U. Cho

ARCHITECT SECURITIES LLC
PLANTATION, FL 33324
Some features on this profile are disabled
CRD#: 6820734
AC

Professional summary

Andrew Unjae Cho is a registered financial professional currently at ARCHITECT SECURITIES LLC located in Plantation, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 4 firms and has passed the SIE and Series 57TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Unjae Cho's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2025 - Present

ARCHITECT SECURITIES LLC

Office #1: 8901 N New River Canal Rd Apt 15, Plantation, FL 33324
BD
CRD#: 328167
PLANTATION, FL
Past

July 24, 2023 - June 18, 2024

GTS SECURITIES LLC

BD
CRD#: 149224
NEW YORK, NY
Past

June 3, 2019 - July 11, 2022

DRW SECURITIES, L.L.C.

BD
CRD#: 45908
CHICAGO, IL
Past

July 5, 2017 - August 18, 2017

GROUP ONE TRADING LLC

BD
CRD#: 37484
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 6/1/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57TO
Date: 6/1/2019
Securities Trader Exam
SRO Registrations
RR
FINRA

Current Firm

AS
ARCHITECT SECURITIES LLC
ARCHITECT SECURITIES LLC

CRD#: 328167 / SEC#: , 8-71217

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
8901 N New River Canal Rd Apt 15, Plantation, FL 33324
Mailing Address
8901 N New River Canal Rd Apt 15, Plantation, FL 33324
Phone number
(708) 325-8895
Established
Delaware since 08/02/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCHITECT FINANCIAL TECHNOLOGIES, INC.SOLE MEMBER
ABDALA, TARIK FERREIRA DE AGUIAR MRCEO AND CCO7149692
GARCIA, DANIEL THOMASSECOND PRINCIPAL5847982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHITECT SECURITIES LLC

CRD#: 328167Plantation, FL 33324

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