Andrew U. Cho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Unjae Cho was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2017. Andrew had worked at 4 firms and has passed the Series 7TO, SIE and Series 57TO exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2025 - July 2, 2026
ARCHITECT SECURITIES LLC
July 24, 2023 - June 18, 2024
GTS SECURITIES LLC
June 3, 2019 - July 11, 2022
DRW SECURITIES, L.L.C.
July 5, 2017 - August 18, 2017
GROUP ONE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/3/2025
General Securities Representative ExaminationSeries 57TO
Date: 6/1/2019
Securities Trader ExamCurrent Firm
ARCHITECT SECURITIES LLC
CRD#: 328167 / SEC#: , 8-71217
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
