Nikhil Arcot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikhil Arcot was a registered financial professional .
Nikhil is a previously registered financial professional and started their career in finance in 2017. Nikhil had worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2022 - October 14, 2022
KAL CAPITAL MARKETS LLC
April 23, 2021 - February 25, 2022
PAULSON INVESTMENT COMPANY LLC
October 17, 2018 - May 17, 2019
GALILEO GLOBAL SECURITIES, LLC
August 21, 2017 - September 7, 2017
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 10/17/2018
Investment Banking Registered Representative ExaminationCurrent Firm
KAL CAPITAL MARKETS LLC
CRD#: 291333 / SEC#: , 8-70053
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
